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BP-194E
THE NOTWITHSTANDING
CLAUSE
Prepared by: TABLE
OF CONTENTS NOVEMBER 1981 FIRST MINISTERS CONFERENCE SECTION 33 INVOCATION IN QUEBEC ARGUMENTS FOR AND AGAINST SECTION 33 THE NOTWITHSTANDING CLAUSE OF THE CHARTER The constitutional notwithstanding clause(1) set out in section 33 of the Canadian Charter of Rights and Freedoms has been controversial since its emergence from a November 1981 Federal-Provincial Conference of First Ministers. The controversy became more pronounced at the time of the 15 December 1988 Supreme Court of Canada decisions in Chaussures Browns(2) and Devine(3) cases dealing with the signage provisions of Bill 101 (Charter of the French Language) and the subsequent adoption by the Quebec National Assembly of Bill 178 (An Act to Amend the Charter of the French Language). This legislation contained a section 33 override clause (in this case affecting Charter of Rights guarantees of freedom of expression (section 2(b)) and equality rights (section 15)). After setting out the content of the section 33 notwithstanding clause, this paper will trace its development in 1981 and describe the potential use then ascribed to it by its drafters, parliamentarians and others. Finally, the paper will give the arguments for and against the use of this clause.(4) Section 33(1) of the Charter of Rights permits Parliament or a provincial legislature to adopt legislation to override section 2 of the Charter (containing such fundamental rights as freedom of expression, freedom of conscience, freedom of association and freedom of assembly) and sections 7-15 of the Charter (containing the right to life, liberty and security of the person, freedom from unreasonable search and seizure, freedom from arbitrary arrest or detention, a number of other legal rights, and the right to equality). Such a use of the notwithstanding power must be contained in an Act, and not subordinate legislation (regulations), and must be express rather than implied. Under section 33(2) of the Charter of Rights, on the invocation of section 33(1) by Parliament or a legislature, the overriding legislation renders the relevant Charter right or rights "not entrenched" for the purposes of that legislation. In effect, parliamentary sovereignty is revived by the exercise of the override power in that specific legislative context. Section 33(3) provides that each exercise of the notwithstanding power has a lifespan of five years or less, after which it expires, unless Parliament or the legislature re-enacts it under section 33(4) for a further period of five years or less. A number of rights entrenched in the Charter are not subject to recourse to section 33 by Parliament or a legislature. These are democratic rights (sections 3-5 of the Charter), mobility rights (section 6), language rights (sections 16-22), minority language education rights (section 23), and the guaranteed equality of men and women (section 28). Also excluded from the section 33 override are section 24 (enforcement of the Charter), section 27 (multicultural heritage), and section 29 (denominational schools) - these provisions do not, strictly speaking, guarantee rights. All rights and freedoms set out in the Charter are guaranteed, subject to reasonable limitations under the terms of section 1. This has the effect, in combination with section 32 of the Charter (making the Charter binding on Parliament and the legislatures) and section 52 of the Constitution Act, 1982 (making the Constitution, of which the Charter is a part, the supreme law of Canada), of entrenching the rights and freedoms set out in the Charter. The invocation of section 33, and especially of section 33(2), pierces the wall of constitutional entrenchment and resurrects, in particular circumstances, the sovereignty of Parliament or a legislature. Consequently, the Charter is a unique combination of rights and freedoms, some of which are fully entrenched, others of which are entrenched unless overridden by Parliament or a legislature. The establishment of a legislative override in a constitutional context appears to be a uniquely Canadian development with no equivalent in either international human rights documents or western democratic human rights declarations.(5) There are a number of Canadian legislative precedents to section 33 in the notwithstanding provisions contained in the Canadian Bill of Rights,(6) the Saskatchewan Human Rights Code,(7) the Alberta Bill of Rights(8) and the Quebec Charter of Human Rights and Freedoms.(9) Each of these provisions says that the Bill of Rights, Code or Charter is to have primacy over conflicting legislation unless the overriding provision is invoked. Since the recollections of both participants in and observers of the 1980-82 constitutional patriation process differ on this issue, the origins of section 33 can be described only in general terms.(10) All the participants were probably familiar with the legislative human rights notwithstanding provisions then in existence at both the federal and provincial levels. It appears that a notwithstanding provision for the Charter was first proposed by Saskatchewan in the summer of 1980 during the deliberations of the Federal-Provincial Continuing Committee of Ministers Responsible for Constitutional Affairs (C.C.M.C.). It was seen as a compromise between those for and those against an entrenched Charter of Rights. The differences in view at that time, however, were too wide to be breached by this proposed compromise.(11) The idea of a notwithstanding clause next surfaced during the Federal-Provincial Meeting of First Ministers in Ottawa, 8-13 September 1980. On 11-12 September 1980, the Government of Quebec circulated to the other provinces a document entitled "A Proposal for a Common Stand of the Provinces." This discussion paper attempted to find common positions on a number of issues. In relation to the Charter of Rights, the proposal was to entrench fundamental and democratic rights, and to make legal and non-discrimination rights subject to a notwithstanding provision. This discussion paper, which came to be known as the "Chateau consensus," was never really agreed to by all the provinces - eventually, even Quebec backed away from it.(12) Once the September 1980 Federal-Provincial Conference of First Ministers had broken down, activity continued in the parliamentary, judicial and diplomatic arenas. Finally, on 28 September 1981, the Supreme Court of Canada rendered its decisions on three constitutional reference cases that had come to it from the Courts of Appeal of Manitoba, Newfoundland and Quebec. The Supreme Court concluded that the federal government had the strict legal right to engage in unilateral constitutional patriation but that, according to convention, it would need some degree of provincial support - less than unanimity but more than two provinces - to proceed. Consequently, throughout October 1981, a number of meetings took place among federal and provincial officials and Ministers in preparation for a Federal-Provincial Conference of First Ministers to be held between 2 and 5 November 1981. One measure proposed at different times and in different forms by Alberta, British Columbia and Saskatchewan was the possibility of a notwithstanding provision. NOVEMBER 1981 FIRST MINISTERS CONFERENCE The Conference seemed to be at a stalemate on the afternoon of 4 November 1981 when the federal Minister of Justice, Jean Chrétien, and the Attorneys General of Ontario and Saskatchewan, Roy McMurtry and Roy Romanow, worked out a possible compromise. The text of the agreement ultimately drafted by officials overnight and without Quebecs participation, included entrenchment of a Charter of Rights with a notwithstanding provision applicable to fundamental freedoms, legal rights and equality rights. On the drafts submission to the Ministers and First Ministers, Mr. Chrétien said the federal government had agreed only that legal and equality rights could be overridden. Ultimately, Prime Minister Trudeau was persuaded to agree to the extension of the notwithstanding provision to fundamental freedoms only on condition that the provision as a whole be subject to a five-year sunset and re-enactment clause. Consequently, in public session on 5 November 1981, all governments, except that of Quebec, signed the constitutional accord containing the notwithstanding provision.(13) The matter was not finished, however. In its form at that time, section 33 would not only have allowed for an override of section 15 equality rights, but also of section 28, which guaranteed the equality of men and women. As a result of a massive pressure campaign organized by feminist and human rights groups across Canada, both federal and provincial governments agreed to withdraw any reference to section 28.(14) The injection of the section 33 notwithstanding clause into the Charter of Rights in 1981 aroused great controversy at the time, which has not abated. Yet acceptance (reluctant in some cases) of the clause by all the participants in the November 1981 First Ministers Conference except Quebec, allowed the impasse to be broken and the Charter of Rights, among other constitutional changes, to become reality. Many participants in the First Ministers Conference, as well as parliamentarians and commentators, recorded how they believed the notwithstanding provision would be used. On the day the constitutional agreement was reached and made public. Richard Hatfield, then Premier of New Brunswick, said:
G.W.J. Mercier, Attorney General of Manitoba at the time, stated that:
Allan Blakeney, then Premier of Saskatchewan, described how he believed the notwithstanding clause would be used by Parliament and the legislatures:
These public statements by participants illustrate the tension inherent in the diversity of views in the debate over the entrenchment of rights and the possibility of their being overridden. Shortly after the First Ministers Conference, Pierre Trudeau, then Prime Minister of Canada, expressed his less than enthusiastic acceptance of the notwithstanding clause when he said:
He went on to say later in the same interview:
Roy McMurtry, who participated in the First Ministers Conference as Attorney General of Ontario, has written:
Other participants in the 1981 First Ministers Conference have also indicated their views. Thomas S. Axworthy said:
Jean Chrétien, then Minister of Justice, said:
A number of other commentators also subsequently indicated how they expected Parliament and the legislatures to use section 33. Gerard V. La Forest, then of the New Brunswick Court of Appeal and later of the Supreme Court of Canada, made the following comment in 1983:
Professor Peter Hogg has said
And finally, Professor Paul C. Weiler had this to say about the notwithstanding clause:
All the above comments on the expected use of section 33 have a number of elements in common; section 33 was seen as a safety valve to be used on only rare occasions and it was expected that it would be used in relation to "non-controversial issues." It was anticipated that resort to section 33 would be to preserve basic social and political institutions and enable legislatures to overcome unacceptable judicial determinations where there was popular support for doing so. Experience so far has shown at least three situations where section 33 was used in a way not foreseen by those participating in the 1981 First Ministers Conference or by commentators: the omnibus, routine invocation of section 33 by the Quebec National Assembly between 1982 and 1985; the preventive use of section 33 by Saskatchewan in relation to back-to-work legislation;(26) and the adoption of Bill 178 by the Quebec National Assembly following the 15 December 1988 Supreme Court of Canada decisions in Chaussure Browns and in Devine. In this last case it might be argued that a government claiming to be in agreement with a court ruling passed a legislative measure said to be consistent with the spirit of that court ruling but, for greater certainty and to avoid future litigation, included a section 33 override clause. SECTION 33 INVOCATION IN QUEBEC Events surrounding Quebec language law stimulated vigorous debate on section 33 of the Charter. In the 1981 constitutional accord, the federal government and all the provinces except Quebec agreed upon the terms of constitutional change. The Quebec government expressed its strong opposition to those terms by including a notwithstanding clause in every piece of legislation put before the National Assembly between 1982 and 1985. It also caused every Quebec law in place at the time the Charter came into force to be amended with like effect. This practice largely ceased after 1985: section 33 has been used occasionally by both Liberal and Parti Québécois governments since that time. Quebec resorted to the notwithstanding clause after the Supreme Court of Canada, in the Chaussure Browns and Devine cases on the language of commercial signs, ruled that an outright prohibition of the use of languages other than French was an unreasonable limitation on the freedom of expression guaranteed by the Charter. The Quebec government thereupon introduced an amendment to the language law that would maintain unilingual French signs outside premises while permitting the use of other languages inside. To ensure that the amendment would not become the object of another legal challenge, the amending legislation invoked the legislative override authority of section 33 and the similar provision in the Quebec Charter of Human Rights and Freedoms. This marked the first time that the override had been used in direct response to a Supreme Court of Canada decision, rather than in anticipation of litigation. The debate that followed was more intensive than it would have been in the latter case, perhaps because the Court had already ruled on the issue, and had identified the rights and freedoms at stake. Moreover, minority language rights have long been an emotional issue in Canada; there are few subjects where the use of the override would invite more controversy. ARGUMENTS FOR AND AGAINST SECTION 33 Arguments have been made both in favour of and against allowing legislatures to override constitutionally guaranteed rights and freedoms. Those who argue in favour of section 33 do not see it as inconsistent with entrenched rights and freedoms and contend that it provides a mechanism whereby, in exceptional circumstances, the elected legislative branch of government may make important policy decisions and isolate them from review by the unelected judicial branch of government. They argue that the threat to individual rights is not great because there is a five-year limit on any use of the notwithstanding power. Any such legislative override will be subject to public debate at the time of its first enactment and at the moment of any subsequent re-enactment. They also point out that only some, not all, rights are subject to a possible legislative override. Supporters of section 33 further maintain that, while it is useful and, indeed, very valuable, for the courts to play a role in the elaboration of the rights and freedoms that Canadians should enjoy, it is not proper for them to act as legislators. Judges may remain in office for many years after their appointment, long after the government that appointed them has left. That they do so now is not questioned; however, if they had a greater "political" role, their non-accountability to the electorate might well be a source of controversy. Closely linked to this is the assertion that a policy-making role would compromise the independence and impartiality of the courts and would hasten their politicization. It may thus be argued that a legislative override, by allowing final political decisions to be made by the elected representatives, mitigates the politicization of the courts. In the United States, where the courts interpret and apply a constitution that has no equivalent to section 33, judicial decisions about the constitution have a greater finality and the stakes are correspondingly higher. The significant political element in the selection of judges, particularly at the United States Supreme Court level, has been openly acknowledged; indeed, the Presidents power to nominate the judges of federal courts means that the composition of those courts is quite regularly an issue in presidential election campaigns. A President may have the opportunity to name ideologically compatible judges who will continue to exercise a great deal of power long after he has left office. In contrast, in Canada, there has been little evidence that judges are selected according to how they would rule in various cases. If, however, the Charter did not contain a notwithstanding clause and the courts were the final arbiters of social values, it seems safe to speculate that this situation would be vulnerable to change. Closely linked to the submission that legislators, and not judges, should have the final word on public policy matters is the "safety valve" or "unintended consequences" argument. Simply put, this suggests that the notwithstanding clause is needed where a judicial decision based on Charter guarantees might result in the threat to important societal values or goals. Because the Charter rights and freedoms are generally stated and are susceptible to varying constructions and interpretation, the courts may render judgments that the drafters did not anticipate ("unintended consequences"). In short, section 33 has been justified on the grounds that it preserves the principle of parliamentary sovereignty. As well, legislators, unlike judges, are electorally accountable. Section 33 also makes it possible for Parliament or a provincial legislature to correct any unfortunate judicial interpretation of the Charter. In 1989, a number of respected constitutional authorities were asked whether section 33 represented a threat to our basic rights and whether it should be repealed. Professor Wayne MacKay of the Faculty of Law at Dalhousie University spoke in favour of retaining the section.
Professor MacKay went on to say that, until the notwithstanding clause is abused "by some thwarting of the legitimate aspirations of a truly dispossessed or marginalized group in our society," we should give our legislators and our Constitution the benefit of the doubt.(28) Professor François Chevrette of the Faculty of Law at the University of Montreal was opposed to the Quebec governments use of section 33, since he did not think that the French language was really in jeopardy. Even so, he, too, spoke out in favour of retaining the clause. He points out that in Canada the balance between political power and judicial power is very delicate, and that in this regard we are different from the Americans, who do not share our tradition of parliamentary supremacy. In Canada, political power can override a judicial decision on an important or sensitive issue, and there is then an opportunity for national debate. People would reflect, he said, and the politicians might change their minds when a particular use of the notwithstanding clause came up for renewal.(29) Section 33 is considered by critics to be inconsistent with the entrenchment of human rights and freedoms. The basic argument is quite simply that, in the words of former Quebec cabinet minister Clifford Lincoln, who resigned in protest against the language law amendment, "rights are rights." In this view, the rights and freedoms in the Charter are subject to judicial interpretation but must be protected against legislative transgression. It is generally true that governments do not violate rights in defiance of public opinion; rather, it is precisely when the majority of the public are in favour of, or at least not opposed to, the limitation or elimination of the rights of a minority that constitutional constraints are needed. Moreover, the Charter does not create absolute rights and freedoms that must be applied literally; section 1 of the Charter provides that the rights and freedoms guaranteed are subject to "such reasonable limits prescribed by law as can be demonstrably justified in a free and democratic society." This, say opponents of the notwithstanding clause, should permit the courts enough flexibility to accommodate legislative goals that infringe a guaranteed right or freedom. Another contrary argument is that, because the legislative override is applicable to only the fundamental freedoms and legal and equality rights, it creates a hierarchy of rights. Other rights (see p. 2) are not subject to the override. Another argument that has been raised against section 33 is that the "rights and freedoms that can be overridden are so significant as to raise questions about the nature of the freedom that remains."(30) Morris Manning expresses it as follows:
It has been argued that the mere existence of the override power can entice governments to use it. For instance, the Government of Saskatchewan might have relied on section 1 of the Charter when enacting the Saskatchewan Government Employees Union Dispute Settlement Act had it not been able to use section 33. The Canadian Bar Association, at its 1984 annual meeting in Winnipeg, concluded that section 1 of the Charter provides ample protection for legislative authority,(32) and therefore recommended that section 33 be repealed. Even if the section were not repealed, the C.B.A. felt that the use of the override power should at least be subject to guidelines.(33) Many people are concerned that the notwithstanding clause might be used in cases where rights and freedoms are most in need of protection. In 1985, Herbert Marx, who was then the Liberal Opposition Justice Critic in Quebec, stated that "the danger of having a notwithstanding clause will become evident when we need protection most - we will not have it." In support of his argument, Mr. Marx referred to the October crisis of 1970, when the federal government set aside the Canadian Bill of Rights (which had a notwithstanding clause) by enacting the Public Order (Temporary Measures) Act.(34) Eugene Forsey also spoke out against section 33:
In short, there are a number of compelling arguments both in favour of and against section 33. Its inclusion in the Charter was, and remains, controversial. The debate over the clause will undoubtedly continue. (1) Also referred to as a non-obstante or override clause. (2) A.-G. of Quebec v. La Chaussure Browns Inc. et al., (1989) 55 D.L.R. (4th), p. 577. (3) Devine et al. v. A.-G. of Quebec; A.-G. of Canada, Mise-en-cause, (1989) 55 D.L.R. (4th), p. 641. (4) Some information in this paper was taken from an earlier paper by Jeffrey Lawrence: The Charter of Rights and the Legislative Override, Research Branch, Library of Parliament, 20 January 1989. (5) Dale Gibson, The Law of the Charter: General Principles, Carswell, Toronto, 1986, p. 125. There does, however, appear to be a type of override provision in Finnish constitutional law. (6) R.S.C. 1985, Appendix III, s. 2. (7) C.S.S., c. S-24.1, s. 44. (8) R.S.A. 1980, c. A-16, s. 2. (9) R.S.Q., c. C-12, s. 52. (10) The balance of this part of the paper is drawn from: Philip Rosen, The Section 33 Notwithstanding Provision of the Charter of Rights, Research Branch, Library of Parliament, 21 August 1987. (11) Roy Romanow, John White and Howard Leeson, Canada...Notwithstanding: The Making of the Constitution 1976-1982, Carswell/Methuen, Toronto, 1984, p. 45. (12) Robert Sheppard and Michael Valpy, The National Deal: The Fight for a Canadian Constitution, Fleet Books, Toronto, 1982, p. 60-62. (13) For a more detailed recounting of these events, see: Romanow et al. (1984), p. 197-215; Sheppard and Valpy (1982), p. 263-302; and Edward McWhinney, Canada and the Constitution 1979-82: Patriation and the Charter of Rights, University of Toronto Press, Toronto, 1982, p. 90-101. For the personal memoirs of participants in these events see: Roy McMurtry, "The Search for a Constitutional Accord - A Personal Memoir," (1982) 8 Queens Law Journal 28; and Roy Romanow, "Reworking the Miracle: The Constitutional Accord 1981," (1982) 8 Queens Law Journal 74. (14) Penney Kome, The Taking of Twenty-Eight: Women Challenge the Constitution, The Womens Press, Toronto, 1983, p. 83-85; and Chaviva Hosek, "Women and the Constitutional Process," in Keith Banting and Richard Simeon (eds.), And No One Cheered: Federalism, Democracy and the Constitution Act, Methuen, Toronto, 1983, p. 280-300. (15) Canadian Inter-Governmental Conference Secretariat, Federal-Provincial Conference of First Ministers on the Constitution, Verbatim Transcript, 5 November 1981, p. 114. (16) Ibid., p. 115. (17) Ibid., p. 125. (18) Transcript of an Interview with the Prime Minister by Jack Webster, on CHAN-TV Vancouver, 24 November 1981, p. 5. (19) Ibid., p.6. (20) McMurtry (1982), p. 65. (21) Thomas S. Axworthy, "Colliding Visions: The Debate over the Charter of Rights and Freedoms 1980-81," in Weiler and Elliot (eds.), Litigating the Values of a Nation: The Canadian Charter of Rights and Freedoms, Carswell, Toronto, 1986, p. 24. (22) Canada, House of Commons, Debates, 20 November 1981, p. 13042-13043. The three civil libertarians cited by Mr. Chrétien are Alan Borovoy, Gordon Fairweather and Walter Tarnopolsky, according to articles in The Gazette (Montreal) of 7 November 1981 and the Globe and Mail (Toronto) of 9 November 1981. (23) Gerard V. La Forest, "The Canadian Charter of Rights and Freedoms: An Overview," (1983) 61 Canadian Bar Review 19 at p. 26. (24) Peter Hogg, "A Comparison of the Bill of Rights and the Charter," in Tarnopolsky and Beaudoin (eds.), The Canadian Charter of Rights and Freedoms: Commentary, Carswell, Toronto, 1982, p. 11. (25) Paul C. Weiler, "The Evolution of the Charter: A View from the Outside," in Weiler and Elliot (1986), p. 57. (26) Saskatchewan Government Employees Union Dispute Settlement Act, S.S. 1984-6, c. 111. For a discussion of this legislation and related issues see: Donna Greeschner and Ken Norman, "The Courts and Section 33," (1987) 12 Queens Law Journal 155. (27) "Is There a Threat to Our Rights?" a Readers Digest Forum, compiled by C. Tower and P. Body, Readers Digest, June 1989, p. 101-104, at p. 103. (28) Ibid., p. 104. (29) Ibid. (30) This and the following two arguments against section 33 are derived from: Philip Kaye, "Overriding the Charter of Rights: Federal and Provincial Powers under Section 33" (Current Issue Paper No. 72), Legislative Research Service, Ontario Legislative Library, November 1987, p. 15. (31) Morris Manning, Rights, Freedoms and the Courts: A Practical Analysis of the Constitution Act, 1982, Toronto, 1983, p. 55 (32) "Annual Meeting - Resolutions," National, C.B.A., September 1984, p. 27, (Resolution 84-01-A). (33) Ibid. (34) Martin Hershorn, "An Interview with Herbert Marx," Viewpoints, Vol. 13, No. 8, Winter 1985, p. 1. (35) "Is There a Threat to Our Rights?" (1989) at p. 101-102. |